-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LkOHm/aLu5z0tpfuDhqj/Gl3ETarDVM7hwMZAUU1mvA7HrXtBYfoiwa77hyNOmxh fS+MnvDrZ5IlpkPZqv5txA== 0000898432-09-001007.txt : 20090806 0000898432-09-001007.hdr.sgml : 20090806 20090806115927 ACCESSION NUMBER: 0000898432-09-001007 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20090806 DATE AS OF CHANGE: 20090806 EFFECTIVENESS DATE: 20090806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC CENTRAL INDEX KEY: 0001355386 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-86916 FILM NUMBER: 09990621 BUSINESS ADDRESS: STREET 1: 401 S TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: 401 S TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND DATE OF NAME CHANGE: 20060307 D/A 1 primary_doc.xml X0502 D/A LIVE 0001355386 AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC 401 S TRYON ST TH3 CHARLOTTE NC 28288 704-383-6369 Aurora Global Opportunities ASW Fund DELAWARE Limited Liability Company true 2005 N/A Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288-1157 Promoter Managing Member of the Issuer Adam I. Taback c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC 28288 Director Executive Officer Executive Officer and Director of the Managing Member W. Douglas Munn c/o Evergreen Invstmnt Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Director Director of the Managing Member Michael H. Koonce c/o Evergreen Invstmnt Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Executive Officer of the Managing Member Matthew C. Moss c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Sheelpa P. Brown c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Yukari Nakano c/o Evergreen Invstmnt. Mgmt Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Executive Officer of the Managing Member Britta Patterson c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Rob Coltrin c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Barbara Curry c/o Alternative Strategies Group, Inc. 201 S. College Street Charlotte NC 28202 Executive Officer Executive Officer of the Managing Member Lloyd Lipsett c/o Evergreen Invstmnt. Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Executive Officer of the Managing Member Jerry DeBerry c/o Alternative Strategies Group, Inc. 201 S. College Street Charlotte NC 28202 Executive Officer Executive Officer of the Managing Member Kevin Ouellette c/o Evergreen Invstmnt. Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Executive Officer of the Managing Member Aprille M. Mitchell c/o Alternative Strategies Group, Inc. 301 S. College Street Charlotte NC 28202 Executive Officer Executive Officer of the Managing Director James W. Sweetman c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Sean Nicolosi c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Executive Officer of the Managing Member Anil Kumar c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Executive Officer of the Managing Member Brian Veverka c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Lu Chang c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Elizabeth Stallings c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-06-007980 2005-05-01 true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO 63103 All States Indefinite 85990215 Indefinite false 379 1500000 true 0 true 0 true false AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC /s/ Anil Kumar Anil Kumar Vice President of the Managing Member of the Issuer 2009-07-29 -----END PRIVACY-ENHANCED MESSAGE-----