-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FpISVA+tdd6/hRjeyK7joX3K1sOtDgRsNo+0TjAqre93InZBvegGJS3C/8180VpH Cn7RYUUQjNRZHk0LXs1H2g== 0001351970-11-000004.txt : 20110107 0001351970-11-000004.hdr.sgml : 20110107 20110107114233 ACCESSION NUMBER: 0001351970-11-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20110107 DATE AS OF CHANGE: 20110107 EFFECTIVENESS DATE: 20110107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-153216 FILM NUMBER: 11516286 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D 1 primary_doc.xml X0704 D LIVE 0001351905 NATIONAL PLANNING CORP/CA 401 WILSHIRE BOULEVARD SANTA MONICA CA CALIFORNIA 90401 310-899-7900 DELAWARE None None Corporation true James Livingston 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director Maura Collins 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Gerry Gunderson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Rob Dearman 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Thomas J Meyer 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Director Steve H. Dowden 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Lyn Niedermeier 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director Greg Gunderson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Todd Kinart 401 Wilshire Blvd Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer James P. Miller 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Lynn Smelt 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Insurance $25,000,001 - $100,000,000 06 false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be sold is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer during 2011. false 0 0 0 0 false NATIONAL PLANNING CORP/CA Thomas J. Meyer Thomas J. Meyer Secretary 2011-01-07 -----END PRIVACY-ENHANCED MESSAGE-----