0001351905-18-000001.txt : 20180119 0001351905-18-000001.hdr.sgml : 20180119 20180119141848 ACCESSION NUMBER: 0001351905-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 EFFECTIVENESS DATE: 20180119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-278849 FILM NUMBER: 18536918 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0708 D/A LIVE 0001351905 NATIONAL PLANNING CORP/CA 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 310-899-7900 DELAWARE None None Corporation true Scott E. Romine 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Director Bradley O. Harris 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Director John Johnson 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Director Kirsten Bosch 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Maura Collins 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Gerry Gunderson 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Insurance Decline to Disclose 06b true 0001351905-17-000002 2017-01-31 false true Deferred Commission Plan false 0 3457539 3457539 0 false 53 0 0 0 false NATIONAL PLANNING CORP/CA Thomas P. Hyatte Thomas P. Hyatte Senior Vice President 2018-01-19