0001351905-17-000002.txt : 20170120 0001351905-17-000002.hdr.sgml : 20170120 20170120102226 ACCESSION NUMBER: 0001351905-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 EFFECTIVENESS DATE: 20170120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-278849 FILM NUMBER: 17537754 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D 1 primary_doc.xml X0707 D LIVE 0001351905 NATIONAL PLANNING CORP/CA 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 310-899-7900 DELAWARE None None Corporation true Scott E. Romine 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Director Michael A. Costello 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Director John Johnson 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Director Alison R. Reed 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Director Maura Collins 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Gerry Gunderson 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Insurance Decline to Disclose 06b false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be deferred is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer in 2017. false 0 0 0 0 false NATIONAL PLANNING CORP/CA Scott Forbush Scott Forbush Vice President and Associate General Counsel 2017-01-20