0001351905-16-000003.txt : 20160120 0001351905-16-000003.hdr.sgml : 20160120 20160120141222 ACCESSION NUMBER: 0001351905-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 EFFECTIVENESS DATE: 20160120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-232866 FILM NUMBER: 161350560 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0707 D/A LIVE 0001351905 NATIONAL PLANNING CORP/CA 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 310-899-7900 DELAWARE None None Corporation true Maura Collins 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Gerry Gunderson 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer John Johnson 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Director Michael A. Costello 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Director Gregory P. Cicotte 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Director Insurance Decline to Disclose 06b true 0001351905-15-000002 2015-01-31 false true Deferred Commission Plan false 0 14206622 14206622 0 false 206 0 0 0 false NATIONAL PLANNING CORP/CA Julia A. Goatley Julia A. Goatley Secretary 2016-01-20