0001351905-15-000002.txt : 20150126 0001351905-15-000002.hdr.sgml : 20150126 20150126152837 ACCESSION NUMBER: 0001351905-15-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150126 DATE AS OF CHANGE: 20150126 EFFECTIVENESS DATE: 20150126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-232866 FILM NUMBER: 15548397 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D 1 primary_doc.xml X0707 D LIVE 0001351905 NATIONAL PLANNING CORP/CA 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 310-899-7900 DELAWARE None None Corporation true Maura Collins 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Gerry Gunderson 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Director Sean Haley 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer John Johnson 100 North Sepulveda Blvd., Suite 1800 El Segundo CA CALIFORNIA 90245 Executive Officer Director Insurance Decline to Disclose 06b false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be sold is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer during 2015. false 0 0 0 0 false NATIONAL PLANNING CORP/CA Thomas J. Meyer Thomas J. Meyer Secretary 2015-01-26