0001351905-14-000002.txt : 20140124 0001351905-14-000002.hdr.sgml : 20140124 20140124155436 ACCESSION NUMBER: 0001351905-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 EFFECTIVENESS DATE: 20140124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-210694 FILM NUMBER: 14546000 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D 1 primary_doc.xml X0707 D LIVE 0001351905 NATIONAL PLANNING CORP/CA 401 WILSHIRE BOULEVARD Suite 1100 SANTA MONICA CA CALIFORNIA 90401 310-899-7900 DELAWARE None None Corporation true Clifford J. Jack 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Director Maura Collins 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Gerry Gunderson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director Sean Haley 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer John Johnson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director Insurance Decline to Disclose 06b false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be sold is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer during 2014. false 0 0 0 0 false NATIONAL PLANNING CORP/CA Thomas J. Meyer Thomas J. Meyer Secretary 2014-01-24