0001351905-14-000001.txt : 20140124 0001351905-14-000001.hdr.sgml : 20140124 20140124155151 ACCESSION NUMBER: 0001351905-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 EFFECTIVENESS DATE: 20140124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-190535 FILM NUMBER: 14545979 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0707 D/A LIVE 0001351905 NATIONAL PLANNING CORP/CA 401 WILSHIRE BOULEVARD Suite 1100 SANTA MONICA CA CALIFORNIA 90401 310-899-7900 DELAWARE None None Corporation true Clifford J. Jack 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Director Maura Collins 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Gerry Gunderson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director Sean Haley 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer John Johnson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director Insurance Decline to Disclose 06b true 0001351905-13-000002 2013-01-31 false true Deferred Commission Plan false 0 10637905 10637905 0 false 168 0 0 0 false NATIONAL PLANNING CORP/CA Thomas J. Meyer Thomas J. Meyer Secretary 2014-01-24