0001351905-13-000002.txt : 20130118 0001351905-13-000002.hdr.sgml : 20130118 20130118153556 ACCESSION NUMBER: 0001351905-13-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 EFFECTIVENESS DATE: 20130118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-190535 FILM NUMBER: 13537487 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D 1 primary_doc.xml X0706 D LIVE 0001351905 NATIONAL PLANNING CORP/CA 401 WILSHIRE BOULEVARD SANTA MONICA CA CALIFORNIA 90401 310-899-7900 DELAWARE None None Corporation true James Livingston 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Director Maura Collins 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Gerry Gunderson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Sean Haley 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Thomas J. Meyer 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director John Johnson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Insurance $25,000,001 - $100,000,000 06 false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be sold is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer during 2013. false 0 0 0 0 false NATIONAL PLANNING CORP/CA Thomas J. Meyer Thomas J. Meyer Secretary 2013-01-18