0001351905-12-000003.txt : 20120120 0001351905-12-000003.hdr.sgml : 20120120 20120120152230 ACCESSION NUMBER: 0001351905-12-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20120120 DATE AS OF CHANGE: 20120120 EFFECTIVENESS DATE: 20120120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-172227 FILM NUMBER: 12536938 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D 1 primary_doc.xml X0704 D LIVE 0001351905 NATIONAL PLANNING CORP/CA 401 WILSHIRE BOULEVARD Suite 1100 SANTA MONICA CA CALIFORNIA 90401 310-899-7900 DELAWARE None None Corporation true James Livingston 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Director Maura Collins 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Gerry Gunderson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Lynn Niedermeier 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director Thomas J. Meyer 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Director John Johnson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Insurance $25,000,001 - $100,000,000 06 false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be sold is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer during 2012. false 0 0 0 0 false NATIONAL PLANNING CORP/CA Thomas J. Meyer Thomas J. Meyer Secretary 2012-01-20