0001351905-12-000002.txt : 20120120 0001351905-12-000002.hdr.sgml : 20120120 20120120151759 ACCESSION NUMBER: 0001351905-12-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20120120 DATE AS OF CHANGE: 20120120 EFFECTIVENESS DATE: 20120120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP/CA CENTRAL INDEX KEY: 0001351905 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-153216 FILM NUMBER: 12536920 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-7900 MAIL ADDRESS: STREET 1: 401 WILSHIRE BOULEVARD CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0704 D/A LIVE 0001351905 NATIONAL PLANNING CORP/CA 401 WILSHIRE BOULEVARD Suite 1100 SANTA MONICA CA CALIFORNIA 90401 310-899-7900 DELAWARE None None Corporation true James Livingston 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Director Maura Collins 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Gerry Gunderson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Lynn Niedermeier 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Director Thomas J. Meyer 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Director John Johnson 401 Wilshire Blvd. Suite 1100 Santa Monica CA CALIFORNIA 90401 Executive Officer Insurance $25,000,001 - $100,000,000 06 true 0001351970-11-000004 2011-01-15 false true Deferred Commission Plan false 0 419119 419119 0 false 15 0 0 0 false NATIONAL PLANNING CORP/CA Thomas J. Meyer Thomas J. Meyer Secretary 2012-01-20