0001351904-17-000002.txt : 20170120 0001351904-17-000002.hdr.sgml : 20170120 20170120100722 ACCESSION NUMBER: 0001351904-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 EFFECTIVENESS DATE: 20170120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-278846 FILM NUMBER: 17537717 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 D 1 primary_doc.xml X0707 D LIVE 0001351904 INVESTMENT CENTERS OF AMERICA INC 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 701-250-3201 DELAWARE INVESTMENT CENTERS OF AMERICA INC/ND Corporation true Scott E. Romine 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 Director Jim Komoszewski 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 Executive Officer Director Michael A. Costello 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 Director Alison R. Reed 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 Director Maura Collins 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 Executive Officer Gerry Gunderson 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 Executive Officer Dawn Kalinowski 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 Executive Officer David A. Loasby 212 N 4TH ST BISMARCK ND NORTH DAKOTA 58501 Executive Officer Insurance Decline to Disclose 06b false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be deferred is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer during 2017. false 0 0 0 0 false INVESTMENT CENTERS OF AMERICA INC Scott Forbush Scott Forbush Vice President and Associate General Counsel 2017-01-20