0001351903-16-000004.txt : 20160120 0001351903-16-000004.hdr.sgml : 20160120 20160120142020 ACCESSION NUMBER: 0001351903-16-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 EFFECTIVENESS DATE: 20160120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-255563 FILM NUMBER: 161350579 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 D 1 primary_doc.xml X0707 D LIVE 0001351903 SII INVESTMENTS INC/WI 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 800-426-5975 WISCONSIN None None Corporation true Todd Kinart 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Director Gregory P. Cicotte 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Michael A. Costello 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Maura Collins 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Gerry Gunderson 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Dawn Kalinowski 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer David A. Loasby 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Insurance Decline to Disclose 06b false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be deferred is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer in 2016. false 0 0 0 0 false SII INVESTMENTS INC/WI Julia A. Goatley Julia A. Goatley Secretary 2016-01-20