0001351903-15-000001.txt : 20150126 0001351903-15-000001.hdr.sgml : 20150126 20150126153018 ACCESSION NUMBER: 0001351903-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150126 DATE AS OF CHANGE: 20150126 EFFECTIVENESS DATE: 20150126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-210690 FILM NUMBER: 15548407 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 D/A 1 primary_doc.xml X0707 D/A LIVE 0001351903 SII INVESTMENTS INC/WI 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 800-426-5975 WISCONSIN None None Corporation true Todd Kinart 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Director Gerry Gunderson 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Director Maura Collins 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Dawn Kalinowski 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer David A. Loasby 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Insurance Decline to Disclose 06b true 0001351903-14-000002 2014-01-31 false true Deferred Commission Plan false 0 1455408 1455408 0 false 25 0 0 0 false SII INVESTMENTS INC/WI Thomas J. Meyer Thomas J. Meyer Secretary 2015-01-26