0001351903-14-000002.txt : 20140124 0001351903-14-000002.hdr.sgml : 20140124 20140124154038 ACCESSION NUMBER: 0001351903-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 EFFECTIVENESS DATE: 20140124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-210690 FILM NUMBER: 14545885 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 D 1 primary_doc.xml X0707 D LIVE 0001351903 SII INVESTMENTS INC/WI 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 800-426-5975 WISCONSIN None None Corporation true Todd Kinart 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer Director Maura Collins 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer Gerry Gunderson 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer Director Dawn Kalinowski 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer David A. Loasby 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer Clifford J. Jack 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Director Insurance Decline to Disclose 06b false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be sold is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer during 2014. false 0 0 0 0 false SII INVESTMENTS INC/WI Thomas J. Meyer Thomas J. Meyer Secretary 2014-01-24