0001351903-14-000001.txt : 20140124 0001351903-14-000001.hdr.sgml : 20140124 20140124153540 ACCESSION NUMBER: 0001351903-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 EFFECTIVENESS DATE: 20140124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-190537 FILM NUMBER: 14545860 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 D/A 1 primary_doc.xml X0707 D/A LIVE 0001351903 SII INVESTMENTS INC/WI 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 800-426-5975 WISCONSIN None None Corporation true Todd Kinart 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer Director Maura Collins 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer Gerry Gunderson 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer Director Dawn Kalinowski 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer David A. Loasby 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Executive Officer Clifford J. Jack 5555 Grande Market Drive Appleton WI WISCONSIN 54913 Director Insurance Decline to Disclose 06b true 0001351903-13-000002 2013-01-31 false true Deferred Commission Plan false 0 4524164 4524164 0 false 74 0 0 0 false SII INVESTMENTS INC/WI Thomas J. Meyer Thomas J. Meyer Secretary 2014-01-24