0001350102-22-000002.txt : 20221223 0001350102-22-000002.hdr.sgml : 20221223 20221223161304 ACCESSION NUMBER: 0001350102-22-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20221223 DATE AS OF CHANGE: 20221223 EFFECTIVENESS DATE: 20221223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-468670 FILM NUMBER: 221485516 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 D 1 primary_doc.xml X0708 D LIVE 0001350102 Ascent Solar Technologies, Inc. 12300 GRANT STREET THORNTON CO COLORADO 80241 (720) 872-5000 DELAWARE None None Corporation true Jeffrey Max 12300 Grant Street Thornton CO COLORADO 80241 Executive Officer Paul Warley 12300 Grant Street Thornton CO COLORADO 80241 Executive Officer Forrest Reynolds 12300 Grant Street Thornton CO COLORADO 80241 Director Louis Berezovsky 12300 Grant Street Thornton CO COLORADO 80241 Director Michael French 12300 Grant Street Thornton CO COLORADO 80241 Director David Peterson 12300 Grant Street Thornton CO COLORADO 80241 Director Felix Mantke 12300 Grant Street Thornton CO COLORADO 80241 Director Other Technology Decline to Disclose 06b false 2022-12-19 false true true true true false 1250000 Bryan Garnier Securities LLC 152528 None None 750 Lexington Avenue 16th Floor New York NY NEW YORK 10022 All States false 2500000 2500000 0 false 2 0 700000 In connection with the transaction, Bryan Garnier Securities, LLC received placement agent fees in the aggregate amount of $700,000, which reflects aggregate fees for the private placement and a concurrent registered offering. 0 false Ascent Solar Technologies, Inc. /s/ Paul Warley Paul Warley Chief Financial Officer 2022-12-23