0001350102-16-000197.txt : 20161028 0001350102-16-000197.hdr.sgml : 20161028 20161027202517 ACCESSION NUMBER: 0001350102-16-000197 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161028 DATE AS OF CHANGE: 20161027 EFFECTIVENESS DATE: 20161028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-273393 FILM NUMBER: 161956754 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5000 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 D 1 primary_doc.xml X0707 D LIVE 0001350102 Ascent Solar Technologies, Inc. 12300 GRANT STREET THORNTON CO COLORADO 80241 (720) 872-5000 DELAWARE None None Corporation true VICTOR LEE 12300 GRANT STREET THORNTON CO COLORADO 80241 Executive Officer Director AMIT KUMAR 12300 GRANT STREET THORNTON CO COLORADO 80241 Director BIAO "WINSTON" XU 12300 GRANT STREET THORNTON CO COLORADO 80241 Director KIM HUNTLEY 12300 GRANT STREET THORNTON CO COLORADO 80241 Director G. THOMAS MARSH 12300 GRANT STREET THORNTON CO COLORADO 80241 Director Other Technology $5,000,001 - $25,000,000 06b false 2016-10-14 false true Series J-1 Convertible Preferred Stock and the shares of common stock issuable upon conversion thereof false 0 1000000 1000000 0 false 1 0 0 0 false Ascent Solar Technologies, Inc. /s/ James H. Carroll James H. Carroll Outside Counsel 2016-10-27