0001350102-15-000001.txt : 20150130 0001350102-15-000001.hdr.sgml : 20150130 20150130140025 ACCESSION NUMBER: 0001350102-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150130 DATE AS OF CHANGE: 20150130 EFFECTIVENESS DATE: 20150130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-233178 FILM NUMBER: 15562290 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5000 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 D 1 primary_doc.xml X0707 D LIVE 0001350102 Ascent Solar Technologies, Inc. 12300 GRANT STREET THORNTON CO COLORADO 80241 (720) 872-5000 DELAWARE None None Corporation true VICTOR LEE 12300 GRANT STREET THORNTON CO COLORADO 80241 Executive Officer Director BILL GREGORAK 12300 GRANT STREET THORNTON CO COLORADO 80241 Executive Officer AMIT KUMAR 12300 GRANT STREET THORNTON CO COLORADO 80241 Director BIAO "WINSTON" XU 12300 GRANT STREET THORNTON CO COLORADO 80241 Director KIM HUNTLEY 12300 GRANT STREET THORNTON CO COLORADO 80241 Director G. THOMAS MARSH 12300 GRANT STREET THORNTON CO COLORADO 80241 Director Other Technology $1,000,001 - $5,000,000 06b false 2014-11-19 false true true true Senior Secured Convertible Promissory Note and Warrant to Purchase Common Stock false 0 Westpark Capital, Inc. 39914 Jonathan H. Blum 2352935 126 E. 56th Street 3rd Floor New York NY NEW YORK 10022 true 32000000 32000000 0 false 1 0 1575000 Compensation to Finder also included 388,889 shares of the Company's Common Stock. 0 false Ascent Solar Technologies, Inc. /s/ James H. Carroll James H. Carroll Outside Counsel 2015-01-30