0001079973-26-000147.txt : 20260130 0001079973-26-000147.hdr.sgml : 20260130 20260130170502 ACCESSION NUMBER: 0001079973-26-000147 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260130 DATE AS OF CHANGE: 20260130 EFFECTIVENESS DATE: 20260130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing EIN: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-571990 FILM NUMBER: 26584336 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5000 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 D 1 primary_doc.xml X0708 D LIVE 0001350102 Ascent Solar Technologies, Inc. 12300 GRANT STREET THORNTON CO COLORADO 80241 (720) 872-5000 DELAWARE None None Corporation true Jin Jo 12300 Grant Street Thornton CO COLORADO 80241 Executive Officer Paul Warley 12300 Grant Street Thornton CO COLORADO 80241 Executive Officer Director Forrest Reynolds 12300 Grant Street Thornton CO COLORADO 80241 Director Gregory Thompson 12300 Grant Street Thornton CO COLORADO 80241 Director Louis Berezovsky 12300 Grant Street Thornton CO COLORADO 80241 Director David Peterson 12300 Grant Street Thornton CO COLORADO 80241 Director Bobby Gulati 12300 Grant Street Thornton CO COLORADO 80241 Executive Officer Other Technology $1 - $1,000,000 06b false 2026-01-23 false true true true true Private placements of common stock, prefunded warrants, Series A warrants, Series B warrants, and placement agent warrants. false 0 H.C. Wainwright & Co., LLC 000000375 None None 430 Park Avenue 4th Floor New York NY NEW YORK 10022 All States false 10000000 10000000 0 false 4 785000 0 $700,000 fee (7% of the aggregate gross proceeds), and $85,000 of reimbursement of legal fees and expenses. Does not include 127,272 placement agent warrants. 0 true Some of the proceeds may be used for working capital and general corporate purposes, including the payment of salaries and other fees to those listed in Item 3. false Ascent Solar Technologies, Inc. /s/ Jin Jo Jin Jo Chief Financial Officer 2026-01-30