0001502398-16-000006.txt : 20161110 0001502398-16-000006.hdr.sgml : 20161110 20161110130031 ACCESSION NUMBER: 0001502398-16-000006 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLATINUM U S TAX EXEMPT FUND CENTRAL INDEX KEY: 0001349963 IRS NUMBER: 980479256 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-148339 FILM NUMBER: 161987042 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM12 BUSINESS PHONE: 4412958658 MAIL ADDRESS: STREET 1: 73 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM12 D/A 1 primary_doc.xml X0707 D/A LIVE 0001349963 PLATINUM U S TAX EXEMPT FUND 73 FRONT STREET HAMILTON D0 BERMUDA HM12 4412958658 CAYMAN ISLANDS None None Other Sub-Fund of a Unit Trust true Optima Fund Management Limited Partnership The Belvedere Building 69 Pitts Bay Road Pembroke D0 BERMUDA HM08 Promoter Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001463851-15-000005 2006-01-01 true true false 250000 BNY Mellon, N.A. None None None BNY Mellon Center 500 Grant Street Pittsburgh PA PENNSYLVANIA 15258 All States false Optima Securities LLC 16881 None None 10 East 53rd Street 29th floor New York NY NEW YORK 10022 NY NEW YORK OH OHIO PA PENNSYLVANIA false Indefinite 62439000 Indefinite "Total Amount Sold" represents the total amount outstanding as of the date of this filing in reliance on the Regulation D exemption. The original Form D was filed by paper in January 2006. false 24 573597 0 The amount of sales commission represents the portion of management and incentive fees paid to BNY Mellon, N.A. to date. 0 false PLATINUM U S TAX EXEMPT FUND Geoffrey M Lewis Geoffrey M Lewis Chief Financial Officer of Manager 2016-11-10