0000905718-16-001458.txt : 20160525 0000905718-16-001458.hdr.sgml : 20160525 20160525161737 ACCESSION NUMBER: 0000905718-16-001458 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 EFFECTIVENESS DATE: 20160525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANCER GENETICS, INC CENTRAL INDEX KEY: 0001349929 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 043462475 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-263863 FILM NUMBER: 161674863 BUSINESS ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 BUSINESS PHONE: 201.528.9200 MAIL ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 FORMER COMPANY: FORMER CONFORMED NAME: CANCER GENETICS INC DATE OF NAME CHANGE: 20060117 D 1 primary_doc.xml X0707 D LIVE 0001349929 CANCER GENETICS, INC 201 ROUTE 17 NORTH 2ND FLOOR RUTHERFORD NJ NEW JERSEY 07070 201-528-9200 DELAWARE None CANCER GENETICS INC Corporation true Raju S.K. Chaganti c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Executive Officer Director Panna L. Sharma c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Executive Officer Director Edmund Cannon c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Director John Pappajohn c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Director Franklyn G. Prendergast c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Director Michael J. Welsh c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Director Geoffrey Harris c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Director Howard McLeod c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Director Edward Sitar c/o Cancer Genetics Inc. 201 Route 17 North, 2nd Floor Rutherford NJ NEW JERSEY 07070 Executive Officer Biotechnology $5,000,001 - $25,000,000 06b false 2016-05-19 false true true false 0 H.C. WainWright & Co., LLC 375 None None 430 PARK AVE. 4TH FLOOR NEW YORK NY NEW YORK 10022 CA CALIFORNIA FL FLORIDA IL ILLINOIS IA IOWA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NY NEW YORK ND NORTH DAKOTA TX TEXAS WI WISCONSIN false 5000000 5000000 0 Excludes proceeds totaling up to $2,776,297.50 from the exercise of the warrants. false 41 350000 true 0 Excludes 123,391 placement agent warrants. Additionally, does not include additional compensation to placement agent re: tail fees pursuant to future transactions. 0 true Some of the proceeds may be used for general working capital purposes which may include the payment of salaries and other fees to those listed in Item 3. false CANCER GENETICS, INC /s/ Edward J. Sitar Edward J. Sitar Chief Financial Officer 2016-05-24