0001348864-17-000002.txt : 20171208 0001348864-17-000002.hdr.sgml : 20171208 20171208170531 ACCESSION NUMBER: 0001348864-17-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 EFFECTIVENESS DATE: 20171208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund CENTRAL INDEX KEY: 0001348864 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-84707 FILM NUMBER: 171247731 BUSINESS ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE STREET 2: SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE STREET 2: SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO Municipal Funds LLC - PIMCO Municipal Focus Strategy Fund DATE OF NAME CHANGE: 20090408 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO Municipal Funds LLC DATE OF NAME CHANGE: 20060105 D/A 1 primary_doc.xml X0708 D/A LIVE 0001348864 PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund 840 NEWPORT CENTER DRIVE SUITE 100 NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 DELAWARE PIMCO Municipal Funds LLC - PIMCO Municipal Focus Strategy Fund PIMCO Municipal Funds LLC Limited Liability Company true n/a Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Promoter Managing Member of the Issuer ("Managing Member") JAMIL BAZ 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member DAVID L. BRAUN 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member RICHARD H. CLARIDA 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member MICHAEL A. CUDZIL 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member WILLIAM G. DE LEON 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member CHRIS P. DIALYNAS 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member JENNIFER E. DURHAM 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member MOHSEN FAHMI 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member JOACHIM FELS 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member DAVID N. FISHER III 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member DAVID C. FLATTUM 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member MICHAEL A. GOMEZ 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member SACHIN GUPTA 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member GREGORY W. HALL 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member BRENT R. HARRIS 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member JONATHAN L. HORNE 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member DANIEL H. HYMAN 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member DANIEL J. IVASCYN 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member ANDREW R. JESSOP 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member NICHOLAS J. JOHNSON 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member MARK R. KIESEL 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member JOHN J. KIRKOWSKI 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member RICHARD R. LEBRUN JR. 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member SUDESH N. MARIAPPA 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member RENE MARTEL 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member SCOTT A. MATHER 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member RAVI MATTU 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member MOHIT MITTAL 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member ERIC J. MOGELOF 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member JAMES F. MOORE 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member ALFRED T. MURATA 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member JOHN W. MURRAY 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member ROGER O. NIEVES 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member THOMAS J. OTTERBEIN 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member STEPHEN A. RODOSKY 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member EMMANUEL ROMAN 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member JEROME M. SCHNEIDER 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member MARC P. SEIDNER 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member ROBIN C. SHANAHAN 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member CATHLEEN M. STAHL 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member THIBAULT CHRISTIAN STRACKE 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member PETER G. STRELOW 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member ERIC M. SUTHERLAND 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member JOSHUA T. THIMONS 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member QI WANG 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member CANDICE STACK WHITTEN 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member MIHIR P. WORAH 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member ROBERT O. YOUNG 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001139696-16-000004 2005-12-31 true true false 1000000 PIMCO INVESTMENTS LLC 154957 None None 1633 BROADWAY, 45TH FLOOR NEW YORK NY NEW YORK 10019 All States false Indefinite 169602143 Indefinite false 72 0 0 OFFERS AND SALES OF LIMITED LIABILITY COMPANY INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund DAVID MCMAHON DAVID MCMAHON EXECUTIVE VICE PRESIDENT OF THE MANAGING MEMBER 2017-12-08