0001603018-14-000002.txt : 20140328 0001603018-14-000002.hdr.sgml : 20140328 20140328164846 ACCESSION NUMBER: 0001603018-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140328 DATE AS OF CHANGE: 20140328 EFFECTIVENESS DATE: 20140328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alexza Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001344413 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770567768 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-214510 FILM NUMBER: 14726422 BUSINESS ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650.944.7000 MAIL ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 D 1 primary_doc.xml X0707 D LIVE 0001344413 Alexza Pharmaceuticals Inc. 2091 STIERLIN COURT MOUNTAIN VIEW CA CALIFORNIA 94043 650.944.7000 DELAWARE None None Corporation true Thomas B King 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Executive Officer Director James V Cassella 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Executive Officer Mark K Oki 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Executive Officer Michael J Simms 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Executive Officer Robert A. Lippe 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Executive Officer J Kevin Buchi 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Director Deepika R Pakianathan 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Director J Leighton Read 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Director Gordon Ringold 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Director Isaac Stein 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Director Joseph L. Turner 2091 Stierlin Court Mountain View CA CALIFORNIA 94043 Director Pharmaceuticals Decline to Disclose 06b false 2014-03-18 false true true false 0 Morgan Stanley & Co. LLC 8209 Morgan Stanley & Co. LLC 8209 1585 Broadway New York NY NEW YORK 10036-8293 MA MASSACHUSETTS NJ NEW JERSEY NM NEW MEXICO NY NEW YORK false 3457 3457 0 false 9 240 true 0 0 true false Alexza Pharmaceuticals Inc. /s/ Mark K. Oki Mark K. Oki Chief Financial Officer 2014-03-28