0001498898-20-000004.txt : 20200820 0001498898-20-000004.hdr.sgml : 20200820 20200820170731 ACCESSION NUMBER: 0001498898-20-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 EFFECTIVENESS DATE: 20200820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GS GAMMA INVESTMENTS LLC CENTRAL INDEX KEY: 0001343623 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-83088 FILM NUMBER: 201120777 BUSINESS ADDRESS: STREET 1: GS GAMMA MANAGEMENT, LLC STREET 2: 330 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-381-4169 MAIL ADDRESS: STREET 1: GS GAMMA MANAGEMENT, LLC STREET 2: 330 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0708 D/A LIVE 0001343623 GS GAMMA INVESTMENTS LLC GS Gamma Management, LLC 330 Madison Avenue, 11th Floor New York NY NEW YORK 10017 212-381-4169 DELAWARE None None Limited Liability Company true n/a GS Gamma Management, LLC 330 Madison Avenue 11th Floor New York NY NEW YORK 10017 Executive Officer Manager n/a GS Gamma Advisors, LLC 330 Madison Avenue 11th Floor New York NY NEW YORK 10017 Executive Officer Investment Advisor George Sykes GS Gamma Management, LLC 330 Madison Avenue, 11th Floor New York NY NEW YORK 10017 Executive Officer Member of the Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001343623-19-000001 2004-04-01 true true false 100000 Guggenheim Securities, LLC 40638 None None 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Investor Services, LLC 30096 None None 330 Madison Avenue 11th Floor New York NY NEW YORK 10017 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false FocusPoint Private Capital Group, LLC 122341 None None 712 Fifth Avenue 8th Floor New York NY NEW YORK 10019 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Alternative Asset Investment Management Securities, LLC 135131 None None 10 Old Ivy Lane Suite 10 Englewood NJ NEW JERSEY 07631 true Blue Sand Securities LLC 142976 None None 15211 N. Kierland Blvd Ste. 240 Scottsdale AZ ARIZONA 85254 All States false 16 Points LLC 277033 None None 39 Broadway Suite 3300 New York NY NEW YORK 10006 All States false Frontier Solutions 136102 None None 3307 Church Road Suite 220 Richmond VA VIRGINIA 23233 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WY WYOMING false Indefinite 638167942 Indefinite false 74 3197770 true 0 true Manager pays a percent of aggregate principal amt sold to selling agents-Item 12. Item 15 lists info from 3/15/09. Alternative Asset Investment Management, Blue Sand and Guggenheim Securities, LLC no longer act as selling agents for Issuer. 0 false GS GAMMA INVESTMENTS LLC Arik Hirschfeld Arik Hirschfeld Chief Compliance Officer of the Investment Advisor 2020-08-20