0000919574-14-000538.txt : 20140205 0000919574-14-000538.hdr.sgml : 20140205 20140205102958 ACCESSION NUMBER: 0000919574-14-000538 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 EFFECTIVENESS DATE: 20140205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Stocks Limited Partnership CENTRAL INDEX KEY: 0001338955 IRS NUMBER: 000000000 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-81268 FILM NUMBER: 14574819 BUSINESS ADDRESS: STREET 1: C/O FSI GROUP, LLC STREET 2: 507 CAREW TOWER CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-746-2200 MAIL ADDRESS: STREET 1: C/O FSI GROUP, LLC STREET 2: 507 CAREW TOWER CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL STOCKS LIMITED PARTNERSHIP DATE OF NAME CHANGE: 20050916 D/A 1 primary_doc.xml X0707 D/A LIVE 0001338955 Financial Stocks Limited Partnership C/O FSI GROUP, LLC 441 VINE STREET; SUITE 1300 CINCINNATI OH OHIO 45202 513-746-2200 OHIO FINANCIAL STOCKS LIMITED PARTNERSHIP Limited Partnership true Steven Stein c/o FSI Group, LLC 441 Vine Street, Suite 1300 Cincinnati OH OHIO 45202 Executive Officer Steven Stein is an executive officer of FSI Group, LLC, the General Partner of the Issuer. John Stein c/o FSI Group, LLC 441 Vine Street, Suite 1300 Cincinnati OH OHIO 45202 Executive Officer John Stein is an executive officer of FSI Group, LLC, the General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-13-000619 1995-07-31 true true false 250000 Stifel, Nicolaus and Company, Inc. 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 All States false BARBARA L. JUSTIZ 1248873 CONCEPT CAPITAL MARKETS, LLC 153397 1010 FRANKLIN AVENUE - SUITE 303 Garden City NY NEW YORK 11530-5942 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA false MARK D. PRESTON 1451710 CENTURY SECURITIES ASSOCIATES, INC. 28218 ONE FINANCIAL PLAZA 501 NORTH BROADWAY ST. LOUIS MO MISSOURI 63102 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS NY NEW YORK PA PENNSYLVANIA TX TEXAS false Indefinite 114420146 Indefinite false 199 0 true 0 true The General Partner pays a percentage of administrative fees and in certain cases may pay a percentage of performance fees to a placement agent with respect to interests placed by the placement agent. 0 true false Financial Stocks Limited Partnership /s/ John Stein John Stein President of the General Partner 2014-02-05