0001336519-14-000002.txt : 20140317 0001336519-14-000002.hdr.sgml : 20140317 20140317172459 ACCESSION NUMBER: 0001336519-14-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 EFFECTIVENESS DATE: 20140317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Campbell Multi-Strategy Trust CENTRAL INDEX KEY: 0001336519 IRS NUMBER: 542122893 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-90583 FILM NUMBER: 14698542 BUSINESS ADDRESS: STREET 1: 2850 QUARRY LAKE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21209 BUSINESS PHONE: 410-296-3301 MAIL ADDRESS: STREET 1: 2850 QUARRY LAKE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21209 D/A 1 primary_doc.xml X0707 D/A LIVE 0001336519 Campbell Multi-Strategy Trust 2850 QUARRY LAKE DRIVE BALTIMORE MD MARYLAND 21209 410-296-3301 DELAWARE None None Business Trust true G. William Andrews Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Gregory T. Donovan Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Thomas P. Lloyd Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Tracy Wills-Zapata Campbell & Company, Inc. 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer n/a Campbell & Company Investment Adviser LLC 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Investment Adviser for the Trust Douglas W. Brinkley c/o Campbell & Company 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Director Russell A. Fleming c/o Campbell & Company 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Director Robert G. Merrick c/o Campbell & Company 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Director Robert E. Patterson c/o Campbell & Company 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Director Mike Harris 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Heidi Kaiser 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 Executive Officer Pooled Investment Fund Hedge Fund true Decline to Disclose 06b true 0001336519-13-000005 2006-03-31 true true false 25000 Altegris Investments, Inc. 8528 None None 1200 Prospect Street Suite 400 La Jolla CA CALIFORNIA 92037 All States false Cambridge Investment Research, Inc. 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false Campbell Financial Services, Inc. 42953 None None 2850 Quarry Lake Drive Baltimore MD MARYLAND 21209 All States false Commonwealth Financial Network 8032 None None 29 Sawyer Road Waltham MA MASSACHUSETTS 02453 All States false Credit Suisse Securities (USA) LLC 816 None None 11 Madison Avenue 24th Floor New York NY NEW YORK 10010 All States false David A. Noyes & Company 205 None None 209 South La Salle Street 12th Floor Chicago IL ILLINOIS 60604 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Futures Investment Company 42402 None None 5914 North 300 West Freemont IN INDIANA 46737 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MT MONTANA NE NEBRASKA NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WI WISCONSIN WY WYOMING false Geneos Wealth Management, Inc. 120894 None None 9055 E Mineral Circle Suite 200 Centennial CO COLORADO 80112 All States false JAE Investments, Inc. 42807 None None 7310 Dover Court Parkland FL FLORIDA 33067 FL FLORIDA NJ NEW JERSEY NY NEW YORK false Janney Montgomery Scott, LLC 463 None None 17178 Arch Street Philadelphia PA PENNSYLVANIA 19103 All States false Kalos Capital, Inc. 44337 None None 3780 Mansell Road Suite 150 Alpharetta GA GEORGIA 30022 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Lincoln Financial Advisors Corporation 3978 None None 1300 South Clinton Street Suite 150 Fort Wayne IN INDIANA 46802 All States false LPL Financial Corporation 6413 None None 75 State Street 24th Floor Boston MA MASSACHUSETTS 02108 All States false Merrill Lynch, Pierce, Fenner & Smith, Inc. 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577 All States false Oppenheimer & Co., Inc. 249 None None 85 Broad Street 22nd & 24th Floor New York NY NEW YORK 10004 All States false Prospera Financial Services, Inc. 10740 None None 5429 LBJ Freeway Suite 400 Dallas TX TEXAS 75240 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Raymond James & Associates, Inc 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false RBC Capital Markets LLC 31194 None None 3 World Financial Center 200 Vesey Street New York NY NEW YORK 10281 All States false BB&T Scott & Stringfellow, Inc. 142785 None None 901 E. Byrd Street Riverfront Plaza, West Tower Richmond VA VIRGINIA 23219 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Silver Oak Securities, Inc. 46947 None None 3339 N. Highland Avenue Jackson TN TENNESSEE 38305 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Stephens, Inc. 3496 None None 111 Center Street Little Rock AR ARKANSAS 72201 All States false Stifel Nicolaus & Company, Incorporated 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 All States false Triad Advisors, Inc. 25803 None None 5185 Peachtree Parkway Suite 280 Norcross GA GEORGIA 30092 All States false UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Winslow, Evans & Crocker, Inc. 29686 None None 175 Federal Street Boston MA MASSACHUSETTS 02110 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606-3414 All States false Lincoln Investment Planning 519 None None Forst Pavilion 218 Glenside Avenue Wyncote PA PENNSYLVANIA 19095-1595 All States false Rockfleet 149325 None None 45 Rockefeller Plaza Suite 2000 New York NY NEW YORK 10111 CA CALIFORNIA GA GEORGIA MA MASSACHUSETTS NY NEW YORK false Titan Securities 131392 None None 14801 Quorum Drive 9th Floor Dallas TX TEXAS 75254 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MI MICHIGAN MN MINNESOTA MO MISSOURI NV NEVADA NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 492437390 Indefinite false 1167 14392788 true 0 0 false Campbell Multi-Strategy Trust Thomas P. Lloyd Thomas P. Lloyd Secretary & Assistant Treasurer 2014-03-17