0001335103-13-000004.txt : 20131023 0001335103-13-000004.hdr.sgml : 20131023 20131023143118 ACCESSION NUMBER: 0001335103-13-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131023 DATE AS OF CHANGE: 20131023 EFFECTIVENESS DATE: 20131023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Protea Biosciences Group, Inc. CENTRAL INDEX KEY: 0001335103 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-205109 FILM NUMBER: 131165503 BUSINESS ADDRESS: STREET 1: 955 HARTMAN RUN ROAD CITY: MORGANTOWN STATE: WV ZIP: 26507 BUSINESS PHONE: 304 292-2226 MAIL ADDRESS: STREET 1: 955 HARTMAN RUN ROAD CITY: MORGANTOWN STATE: WV ZIP: 26507 FORMER COMPANY: FORMER CONFORMED NAME: Protea Biosciences Inc. DATE OF NAME CHANGE: 20110908 FORMER COMPANY: FORMER CONFORMED NAME: SRKP 5 INC DATE OF NAME CHANGE: 20050803 D 1 primary_doc.xml X0707 D LIVE 0001335103 Protea Biosciences Group, Inc. 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 304 292-2226 DELAWARE Protea Biosciences Inc. SRKP 5 INC Corporation true STEPHEN TURNER 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Executive Officer Director CHIEF EXECUTIVE OFFICER STANLEY HOSTLER 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Executive Officer Director VICE PRESIDENT & SECRETARY STEVE ANTOLINE 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Director ALESSANDRO BALDI 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Executive Officer VICE PRESIDENT & GENERAL MANAGER LEONARD HARRIS 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Director ED ROBERSON 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Director SCOTT SEGAL 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Director RODERICK JACKSON 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Director ANDREW ZULAUF 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Director EDWARD HUGHES 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Executive Officer CHIEF FINANCIAL OFFICER JOHAN (THIJS) M. SPOOR 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Director MATTHEW POWELL 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Executive Officer DIRECTOR OF RESEARCH & DEVELOPMENT; CHIEF SCIENCE OFFICER JOSIAH T. AUSTIN 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26507 Director Biotechnology Decline to Disclose 06b false 2013-09-25 false true true false 0 Laidlaw & Company (UK) LTD. 119037 None None 546 Fifth Avenue 5th Floor New York NY NEW YORK 10036 All States false 8000000 700000 7300000 Item 13(b) ($700,000) represents amount deposited in escrow, however, an initial closing has not yet occurred. false 6 640000 true 0 Placement Agent to get cash of 10% gross proceeds from its investors, cash of 2% gross proceeds from Company investors, expenses up to 2% gross proceeds, warrants to purchase common stock shares equal to 10% investors' shares, $50,000 legal fees/expenses. 0 false Protea Biosciences Group, Inc. /s/ Stephen Turner Stephen Turner Chief Executive Officer 2013-10-23