0001144204-14-068527.txt : 20141114 0001144204-14-068527.hdr.sgml : 20141114 20141114141232 ACCESSION NUMBER: 0001144204-14-068527 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Protea Biosciences Group, Inc. CENTRAL INDEX KEY: 0001335103 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-228375 FILM NUMBER: 141222839 BUSINESS ADDRESS: STREET 1: 955 HARTMAN RUN ROAD CITY: MORGANTOWN STATE: WV ZIP: 26505 BUSINESS PHONE: 304 292-2226 MAIL ADDRESS: STREET 1: 955 HARTMAN RUN ROAD CITY: MORGANTOWN STATE: WV ZIP: 26505 FORMER COMPANY: FORMER CONFORMED NAME: Protea Biosciences Inc. DATE OF NAME CHANGE: 20110908 FORMER COMPANY: FORMER CONFORMED NAME: SRKP 5 INC DATE OF NAME CHANGE: 20050803 D 1 primary_doc.xml X0707 D LIVE 0001335103 Protea Biosciences Group, Inc. 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 304 292-2226 DELAWARE None Protea Biosciences Inc. SRKP 5 INC Corporation true STEPHEN TURNER 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Executive Officer Director CHIEF EXECUTIVE OFFICER STANLEY HOSTLER 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Executive Officer Director VICE PRESIDENT & SECRETARY STEVE ANTOLINE 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Director GREG KILBY 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Executive Officer CHIEF BIOANALYTICS OFFICER LEONARD HARRIS 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Director ED ROBERSON 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Director SCOTT SEGAL 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Director C. ANDREW ZULAUF 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Director EDWARD HUGHES 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Executive Officer CHIEF FINANCIAL OFFICER STEVE O'LOUGHLIN 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Executive Officer VICE PRESIDENT OF CORPORATE FINANCE AND INVESTOR RELATIONS MATTHEW POWELL 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Executive Officer CHIEF SCIENCE OFFICER JOSIAH T. AUSTIN 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Director RODERICK JACKSON 955 HARTMAN RUN ROAD MORGANTOWN WV WEST VIRGINIA 26505 Director Biotechnology Decline to Disclose 06b false 2014-10-31 false true true false 0 12000000 4426528 7573472 The Total Offering Amount is equal to the sale of up to (i) $7 million in units, plus (ii) over-subscriptions equal to $2 million, plus (iii) the conversion of convertible notes into the Offering up to an aggregate amount of $3 million. false 57 465278 true 0 Placement Agent to get cash of 10% gross proceeds from its investors, cash of 2% gross proceeds, warrants to purchase common stock shares equal to 10% investors' securities, and $75,000 legal fees/expenses. 643000 true Includes the repayment of debt obligations to directors and their affiliates, as applicable, travel expenses, and expense reimbursements to our Chief Executive Officer. false Protea Biosciences Group, Inc. /s/ Stephen Turner Stephen Turner Chief Executive Officer 2014-11-14