0001330436-18-000001.txt : 20180220 0001330436-18-000001.hdr.sgml : 20180220 20180220104722 ACCESSION NUMBER: 0001330436-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 EFFECTIVENESS DATE: 20180220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Technologies Inc CENTRAL INDEX KEY: 0001330436 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-305952 FILM NUMBER: 18623555 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE STREET 2: SUITE 100 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 919-328-4400 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 D 1 primary_doc.xml X0708 D LIVE 0001330436 Liquidia Technologies Inc 419 DAVIS DRIVE SUITE 100 MORRISVILLE NC NORTH CAROLINA 27560 919-328-4400 DELAWARE None None Corporation true Neal F. Fowler c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Executive Officer Director Chief Executive Officer Timothy Albury c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Executive Officer Kevin Gordon c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Executive Officer President and Chief Financial Officer Robert Lippe c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Executive Officer Chief Operations Officer Benjamin Maynor c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Executive Officer Senior Vice President, Research and Development Robert Roscigno c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Executive Officer Senior Vice President, Product Development Seth A. Rudnick c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Director Chairman Stephen Bloch c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Director Isaac Cheng c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Director Arthur S. Kirsch c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Director Edward Mathers c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Director Jason Rushton c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Director Raman Singh c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Director Ralph Snyderman c/o Liquidia Technologies, Inc. 419 Davis Drive, Suite 100 Morrisville NC NORTH CAROLINA 27560 Director Biotechnology $5,000,001 - $25,000,000 06b false 2018-02-02 false true false 1 David B. Loucks 2593163 Healthios Capital Markets, LLC 115542 5250 Old Orchard Road Skokie IL ILLINOIS 60077 true 53312680 25500000 27812680 Includes up to $27,812,860 of Series D Preferred Stock offered to stockholders in a rights offering. Excludes the conversion into Series D Preferred Stock of an aggregate amount of $28,877,496 underlying convertible notes issued to accredited investors. false 7 0 400000 0 None other than executive officers in their roles as employees. false Liquidia Technologies Inc /s/ Kevin Gordon Kevin Gordon President and Chief Financial Officer 2018-02-20