0001323868-19-000001.txt : 20190815 0001323868-19-000001.hdr.sgml : 20190815 20190815161010 ACCESSION NUMBER: 0001323868-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190815 DATE AS OF CHANGE: 20190815 EFFECTIVENESS DATE: 20190815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALI Multi-Series Fund, L.P. CENTRAL INDEX KEY: 0001323868 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-76044 FILM NUMBER: 191030373 BUSINESS ADDRESS: STREET 1: 6850 AUSTIN CENTER BLVD STREET 2: SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 512-735-7254 MAIL ADDRESS: STREET 1: 6850 AUSTIN CENTER BLVD STREET 2: SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78731 FORMER COMPANY: FORMER CONFORMED NAME: SALI MULTI-SERIES FUND L P DATE OF NAME CHANGE: 20050414 D/A 1 primary_doc.xml X0708 D/A LIVE 0001323868 SALI Multi-Series Fund, L.P. 6850 AUSTIN CENTER BLVD SUITE 300 AUSTIN TX TEXAS 78731 512-735-7254 DELAWARE SALI MULTI-SERIES FUND L P Limited Partnership true Thomas A Nieman 6850 Austin Center Blvd Suite 300 Austin TX TEXAS 78731 Executive Officer Managing Principal of General Partner Eric Naison-Phillips 1700 Broadway 34th Floor New York NY NEW YORK 10019 Executive Officer Principal of General Partner N/A N/A SALI Fund Partners, LLC 6850 Austin Center Blvd Suite 300 Austin TX TEXAS 78731 Director General Partner Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001323868-18-000013 2003-11-01 true true false 250000 INTE Securities, LLC 47107 INTE Securities, LLC 47107 39 Broadway Suite 3300 New York NY NEW YORK 10005 All States false MML Investors Services, Inc. 10409 MML Investors Services, Inc. 10409 1295 State Street Springfield MA MASSACHUSETTS 01111 All States false Stern Capital, LLC 131226 Stern Capital, LLC 131226 708 Third Avenue Suite #1610 New York NY NEW YORK 10017 All States false M Holdings Securities, Inc. 43285 M Holdings Securities, Inc. 43285 1125 NW Couch Street Suite 900 Portland OR OREGON 97209 All States false Caledonia Planning Group Bermuda, Ltd. 1046646 Caledonia Planning Group Bermuda, Ltd. 1046646 65 Front Street Hamilton D0 BERMUDA HN 12 All States false Newport Group Securities, Inc. 29722 Newport Group Securities, Inc. 29722 300 International Parkway Suite 270 Heathrow FL FLORIDA 32746 All States false FAS Corp 43536 FAS Corp 43536 4747 West 135th Street Suite 100 Leawood KS KANSAS 66224 All States false Spearhead Capital, LLC 145560 Spearhead Capital, LLC 145560 12012 South Shore Blvd Suite 207 Wellington FL FLORIDA 33414 All States false UBS Financial Services, Inc. 8174 UBS FInancial Services, Inc. 8174 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false RBC Capital Markets, LLC 31194 RBC Capital Markets, LLC 31194 3 World Financial Center 200 Vesey St. New York NY NEW YORK 10281 All States false Indefinite 8036034527 Indefinite false 29 2623861 true 0 0 false SALI Multi-Series Fund, L.P. Thomas A. Nieman Thomas A. Nieman Managing Principal of General Partner 2019-08-15