0001140361-14-038483.txt : 20141020 0001140361-14-038483.hdr.sgml : 20141020 20141017185639 ACCESSION NUMBER: 0001140361-14-038483 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141020 DATE AS OF CHANGE: 20141017 EFFECTIVENESS DATE: 20141020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEM Holding Co. CENTRAL INDEX KEY: 0001315774 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-226730 FILM NUMBER: 141162787 BUSINESS ADDRESS: STREET 1: C/O TINICUM LANTERN II L.L.C. STREET 2: 800 THIRD AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-446-9300 MAIL ADDRESS: STREET 1: C/O TINICUM LANTERN II L.L.C. STREET 2: 800 THIRD AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0707 D LIVE 0001315774 PEM Holding Co. 800 THIRD AVENUE 40TH FLOOR NEW YORK NY NEW YORK 10022 212-446-9300 DELAWARE PN Holding Co. None Corporation true Eric M. Ruttenberg 800 Third Avenue 40th Floor New York NY NEW YORK 10022 Executive Officer Director William M. Shockley 800 Third Avenue 40th Floor New York NY NEW YORK 10022 Executive Officer Director Robert J. Kelly 800 Third Avenue 40th Floor New York NY NEW YORK 10022 Director Keith W. Colburn 555 Skokie Blvd. Suite 555 Northbrook IL ILLINOIS 60062 Director Mr. Colburn became a director of the issuer on October 6, 2014 (following the completion of this offering). Charles W. Grigg 2504 N. Bingham Street Cornwall VT VERMONT 05753 Director Mr. Grigg became a director of the issuer on October 6, 2014 (following the completion of this offering). Joseph Baratta 345 Park Avenue 44th Floor New York NY NEW YORK 10154 Director Mr. Baratta became a director of the issuer on October 6, 2014 (following the completion of this offering). Viral K. Patel 345 Park Avenue 43rd Floor New York NY NEW YORK 10154 Director Mr. Patel became a director of the issuer on October 6, 2014 (following the completion of this offering). Mark E. Petty 5190 Old Easton Road Danboro PA PENNSYLVANIA 18916 Executive Officer Director Mr. Petty became an executive officer and a director of the issuer on October 6, 2014 (following the completion of this offering). Manufacturing Decline to Disclose 06b false 2014-10-06 false true false 0 257599502 257599502 0 false 77 0 0 23057550 Concurrently with this offering, the issuer conducted a self-tender offer for its common stock. The offering amount in this offering was capped at the amount of common stock tendered in the issuer's self-tender offer. false PEM Holding Co. /s/ Joseph Coluzzi Joseph Coluzzi Authorized Signatory 2014-10-17