0000895345-13-000201.txt : 20130809 0000895345-13-000201.hdr.sgml : 20130809 20130809114037 ACCESSION NUMBER: 0000895345-13-000201 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130809 DATE AS OF CHANGE: 20130809 EFFECTIVENESS DATE: 20130809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caxton Global Investments USA LLC CENTRAL INDEX KEY: 0001315115 IRS NUMBER: 201773817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-73168 FILM NUMBER: 131025204 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER RD STREET 2: BUILDING 2 CITY: PRINCETON STATE: NJ ZIP: 08540 D/A 1 primary_doc.xml X0706 D/A LIVE 0001315115 Caxton Global Investments USA LLC 731 ALEXANDER ROAD BUILDING 2 PRINCETON NJ NEW JERSEY 08540 609-419-1800 DELAWARE None None Limited Liability Company true Andrew E. Law 40 Berkeley Square, 3rd Floor London X0 UNITED KINGDOM W1J5AL Executive Officer Executive Officer of the Manager of the Issuer John G. Forbes 500 Park Avenue New York NY NEW YORK 10022 Executive Officer Executive Officer of the Manager of the Issuer Scott B. Bernstein 500 Park Avenue New York NY NEW YORK 10022 Executive Officer Executive Officer of the Manager of the Issuer Ajay Mehra 500 Park Avenue New York NY NEW YORK 10022 Executive Officer Executive Officer of the Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0000895345-12-000204 2009-01-01 true true false 5000000 Indefinite 1317181099 Indefinite This is a clarification for item 11: the minimum investment amount set forth in item 11 may be waived in the discretion of the Manager of the Issuer. false 84 0 0 0 false Caxton Global Investments USA LLC /s/ Scott B. Bernstein Scott B. Bernstein Sr. Vice President & Secretary of the Manager of the Issuer 2013-08-09