<SEC-DOCUMENT>0001304586-21-000001.txt : 20210309
<SEC-HEADER>0001304586-21-000001.hdr.sgml : 20210309
<ACCEPTANCE-DATETIME>20210309124552
ACCESSION NUMBER: 0001304586-21-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: <ITEMS>06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(1)
FILED AS OF DATE: 20210309
DATE AS OF CHANGE: 20210309
EFFECTIVENESS DATE: 20210309
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PL Capital Focused Fund LP
CENTRAL INDEX KEY: 0001304586
IRS NUMBER: 830395558
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-192901
FILM NUMBER: 21724965
BUSINESS ADDRESS:
STREET 1: 750 ELEVENTH STREET SOUTH
STREET 2: SUITE 202
CITY: NAPLES
STATE: FL
ZIP: 34102
BUSINESS PHONE: 239-777-0187
MAIL ADDRESS:
STREET 1: 750 ELEVENTH STREET SOUTH
STREET 2: SUITE 202
CITY: NAPLES
STATE: FL
ZIP: 34102
</SEC-HEADER>
<DOCUMENT>
<TYPE>D/A
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
<XML>
<?xml version="1.0"?>
<edgarSubmission>
<schemaVersion>X0708</schemaVersion>
<submissionType>D/A</submissionType>
<testOrLive>LIVE</testOrLive>
<primaryIssuer>
<cik>0001304586</cik>
<entityName>PL Capital Focused Fund LP</entityName>
<issuerAddress>
<street1>750 ELEVENTH STREET SOUTH</street1>
<street2>SUITE 202</street2>
<city>NAPLES</city>
<stateOrCountry>FL</stateOrCountry>
<stateOrCountryDescription>FLORIDA</stateOrCountryDescription>
<zipCode>34102</zipCode>
</issuerAddress>
<issuerPhoneNumber>239-777-0187</issuerPhoneNumber>
<jurisdictionOfInc>DELAWARE</jurisdictionOfInc>
<issuerPreviousNameList>
<value>None</value>
</issuerPreviousNameList>
<edgarPreviousNameList>
<value>None</value>
</edgarPreviousNameList>
<entityType>Limited Partnership</entityType>
<yearOfInc>
<overFiveYears>true</overFiveYears>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName>John</firstName>
<middleName>W.</middleName>
<lastName>Palmer</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>750 Eleventh Street South</street1>
<street2>Suite 202</street2>
<city>Naples</city>
<stateOrCountry>FL</stateOrCountry>
<stateOrCountryDescription>FLORIDA</stateOrCountryDescription>
<zipCode>34102</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
</relatedPersonRelationshipList>
<relationshipClarification>John W. Palmer is the Co-Managing Member of PL Capital, LLC, the General Partner of the Issuer.</relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>Richard</firstName>
<middleName>J.</middleName>
<lastName>Lashley</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>750 Eleventh Street South</street1>
<street2>Suite 202</street2>
<city>Naples</city>
<stateOrCountry>FL</stateOrCountry>
<stateOrCountryDescription>FLORIDA</stateOrCountryDescription>
<zipCode>34102</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Executive Officer</relationship>
</relatedPersonRelationshipList>
<relationshipClarification>Richard J. Lashley is the Co-Managing Member of PL Capital, LLC, the General Partner of the Issuer.</relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>-</firstName>
<middleName>-</middleName>
<lastName>PL Capital, LLC</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>750 Eleventh Street South</street1>
<street2>Suite 202</street2>
<city>Naples</city>
<stateOrCountry>FL</stateOrCountry>
<stateOrCountryDescription>FLORIDA</stateOrCountryDescription>
<zipCode>34102</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Promoter</relationship>
</relatedPersonRelationshipList>
<relationshipClarification>General Partner of the Issuer.</relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName>-</firstName>
<middleName>-</middleName>
<lastName>PL Capital Advisors, LLC</lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1>750 Eleventh Street South</street1>
<street2>Suite 202</street2>
<city>Naples</city>
<stateOrCountry>FL</stateOrCountry>
<stateOrCountryDescription>FLORIDA</stateOrCountryDescription>
<zipCode>34102</zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship>Promoter</relationship>
</relatedPersonRelationshipList>
<relationshipClarification>Investment Manager of the Issuer.</relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType>Pooled Investment Fund</industryGroupType>
<investmentFundInfo>
<investmentFundType>Hedge Fund</investmentFundType>
<is40Act>false</is40Act>
</investmentFundInfo>
</industryGroup>
<issuerSize>
<aggregateNetAssetValueRange>Decline to Disclose</aggregateNetAssetValueRange>
</issuerSize>
<federalExemptionsExclusions>
<item>06b</item>
<item>3C</item>
<item>3C.1</item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment>true</isAmendment>
<previousAccessionNumber>0001304586-20-000001</previousAccessionNumber>
</newOrAmendment>
<dateOfFirstSale>
<value>2004-09-19</value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear>true</moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isPooledInvestmentFundType>true</isPooledInvestmentFundType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction>false</isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted>500000</minimumInvestmentAccepted>
<salesCompensationList>
<recipient>
<recipientName>FCG Wealth Management, LLC</recipientName>
<recipientCRDNumber>40633</recipientCRDNumber>
<associatedBDName>FCG Wealth Management, LLC</associatedBDName>
<associatedBDCRDNumber>40633</associatedBDCRDNumber>
<recipientAddress>
<street1>One Main Street</street1>
<street2>Suite 202</street2>
<city>Chatham</city>
<stateOrCountry>NJ</stateOrCountry>
<stateOrCountryDescription>NEW JERSEY</stateOrCountryDescription>
<zipCode>07928</zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value>All States</value>
</statesOfSolicitationList>
<foreignSolicitation>false</foreignSolicitation>
</recipient>
<recipient>
<recipientName>Royal Alliance Associates, Inc</recipientName>
<recipientCRDNumber>23131</recipientCRDNumber>
<associatedBDName>Royal Alliance Associates, Inc</associatedBDName>
<associatedBDCRDNumber>23131</associatedBDCRDNumber>
<recipientAddress>
<street1>2500 Windy Ridge Pkway</street1>
<street2>Suite 540</street2>
<city>Atlanta</city>
<stateOrCountry>GA</stateOrCountry>
<stateOrCountryDescription>GEORGIA</stateOrCountryDescription>
<zipCode>30339</zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value>All States</value>
</statesOfSolicitationList>
<foreignSolicitation>false</foreignSolicitation>
</recipient>
<recipient>
<recipientName>Pickwick Capital Partners, LLC</recipientName>
<recipientCRDNumber>130672</recipientCRDNumber>
<associatedBDName>Pickwick Capital Partners, LLC</associatedBDName>
<associatedBDCRDNumber>130672</associatedBDCRDNumber>
<recipientAddress>
<street1>445 Hamilton Avenue</street1>
<street2>Suite 1102</street2>
<city>White Plains</city>
<stateOrCountry>NY</stateOrCountry>
<stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
<zipCode>10601</zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value>All States</value>
</statesOfSolicitationList>
<foreignSolicitation>false</foreignSolicitation>
</recipient>
</salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount>Indefinite</totalOfferingAmount>
<totalAmountSold>18821372</totalAmountSold>
<totalRemaining>Indefinite</totalRemaining>
<clarificationOfResponse>Minimum Investment in Item 11 may be reduced at the discretion of the General Partner. The amount sold and the number of investors on this Form D does not take redemptions and/or withdrawals into consideration.</clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors>true</hasNonAccreditedInvestors>
<numberNonAccreditedInvestors>1</numberNonAccreditedInvestors>
<totalNumberAlreadyInvested>53</totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount>0</dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount>0</dollarAmount>
</findersFees>
<clarificationOfResponse></clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount>0</dollarAmount>
<isEstimate>true</isEstimate>
</grossProceedsUsed>
<clarificationOfResponse>The persons named in Item 3 or affiliates thereof may receive management fees and/or incentive allocations based on the capital accounts of the limited partners in the Issuer. The amount of such fees may vary and cannot be estimated at this time.</clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative>false</authorizedRepresentative>
<signature>
<issuerName>PL Capital Focused Fund LP</issuerName>
<signatureName>/John W. Palmer/</signatureName>
<nameOfSigner>John W. Palmer</nameOfSigner>
<signatureTitle>Managing Member of General Partner</signatureTitle>
<signatureDate>2021-03-09</signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>