-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VoN1V6vkwQrQaiAuJ9q+PLXv7Ik7dCGRrzSNbk665REmC2MN1WXyqeapLvBecXGX xZ5nsP785ir3lS+yCNKqdA== 0001303961-09-000003.txt : 20091113 0001303961-09-000003.hdr.sgml : 20091113 20091113145309 ACCESSION NUMBER: 0001303961-09-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Universata Inc CENTRAL INDEX KEY: 0001303961 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-76255 FILM NUMBER: 091181056 BUSINESS ADDRESS: STREET 1: 12800 MIDDLEBROOK RD CITY: GERMANTOWN STATE: MD ZIP: 20874 BUSINESS PHONE: 8666834700 MAIL ADDRESS: STREET 1: 12800 MIDDLEBROOK RD CITY: GERMANTOWN STATE: MD ZIP: 20874 D 1 primary_doc.xml X0603 D LIVE 0001303961 Universata Inc 12800 MIDDLEBROOK RD GERMANTOWN MD 20874 8666834700 DELAWARE None None Corporation true Thomas D. Whittington 2979 Barley Mill Road Yorklyn DE 19736 Executive Officer Director Promoter Clinton S. Laird 12800 Middlebrook Road Germantown MD 20874 Executive Officer Director Promoter Eric K. Barnum 12800 Middlebrook Road Germantown MD 20874 Executive Officer Director Promoter Raymond Ibarguen 12800 Middlebrook Road Germantown MD 20874 Director Brock J. Vinton 12800 Middlebrook Road Germantown MD 20874 Director Eric S. Siegerman 12800 Middlebrook Road Germantown MD 20874 Director George D. Sergio 12800 Middlebrook Road Germantown MD 20874 Director Other Technology $5,000,001 - $25,000,000 06 false 2009-11-12 false true true The offering is being made as part of an exchange offer to exchange shares of common stock for certain notes and also to conduct a rights offering to current stockholder to purchase one share for each three shares owned 2000 5600000 50000 5550000 false 1 0 0 250000 true depending upon the amount raised, an amount could be used to pay salaries of current employees, including officers false Universata Inc George S. Lawler George S. Lawler Assistant Secretary 2009-11-13 -----END PRIVACY-ENHANCED MESSAGE-----