0001192482-19-000471.txt : 20191209 0001192482-19-000471.hdr.sgml : 20191209 20191209083500 ACCESSION NUMBER: 0001192482-19-000471 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 EFFECTIVENESS DATE: 20191209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Capital Defensive High Yield Fund, L.P. CENTRAL INDEX KEY: 0001303678 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-69509 FILM NUMBER: 191274395 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 215-302-1500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: PENN CORE HIGH YIELD BOND FUND II L P DATE OF NAME CHANGE: 20040920 D/A 1 primary_doc.xml X0708 D/A LIVE 0001303678 Penn Capital Defensive High Yield Fund, L.P. 1200 INTREPID AVENUE SUITE 400 PHILADELPHIA PA PENNSYLVANIA 19112 215-302-1500 DELAWARE PENN CORE HIGH YIELD BOND FUND II L P Limited Partnership true Richard A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of Penn Capital Management Company, Inc., the general partner of the Issuer (the "General Partner"). Marcia A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Kimberley A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Director of the General Partner. Kirsten A. Hocker 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Eric J.. Green 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner. Scott D. Schumacher 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Gerald McBride 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer Director of the General Partner. Jorge Paulo Silva 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner Martin Keane 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner Lisa Matson 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner Peter Duffy 1200 Intrepid Avenue Suite 400 Philadelphia PA PENNSYLVANIA 19112 Executive Officer of the General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001192482-18-000501 2005-03-01 true true false 0 SMH Capital Inc. 20580 None None 600 Travis Street Houston TX TEXAS 7702 IL ILLINOIS PA PENNSYLVANIA TX TEXAS false Christenson Investment Partners None None None 300 Barr Harbor Drive, Suite 138 Conshohocken PA PENNSYLVANIA 19428 AL ALABAMA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS LA LOUISIANA MD MARYLAND MO MISSOURI NJ NEW JERSEY PA PENNSYLVANIA TN TENNESSEE false Carol Lefcourt None None None PO Box 3313 Incline Village NV NEVADA 89550 NV NEVADA false Brinker Capital 38123 None None 1055 Westlakes Drive, Suite 250 Berwyn PA PENNSYLVANIA 19312 CO COLORADO TX TEXAS false VSR Financial Services Incorporated 14503 None None 8620 W 110th St Overland Park KS KANSAS 66210 IL ILLINOIS PA PENNSYLVANIA TX TEXAS false Joseph Grace Holdings, Inc. 130580 None None 48 Wall Street, 11th floor New York NY NEW YORK 10005 NJ NEW JERSEY PA PENNSYLVANIA false Strategic Financial Alliance Inc. 126514 None None 2200 Century Parkway, Suite 500 Atlanta GA GEORGIA 30345 NJ NEW JERSEY PA PENNSYLVANIA false Indefinite 525712446 Indefinite false 109 1899133 true 0 0 false Penn Capital Defensive High Yield Fund, L.P. /s/ Lisa Matson Lisa Matson General Counsel to the General Partner 2019-12-06