0000950172-14-000026.txt : 20140307 0000950172-14-000026.hdr.sgml : 20140307 20140307151828 ACCESSION NUMBER: 0000950172-14-000026 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 EFFECTIVENESS DATE: 20140307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Trust Alpha Strategies Fund CENTRAL INDEX KEY: 0001303004 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-69377 FILM NUMBER: 14676779 BUSINESS ADDRESS: STREET 1: C/O NT ALPHA STRATEGIES FUND STREET 2: 50 SOUTH LA SALLE STREET CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 312-557-2996 MAIL ADDRESS: STREET 1: C/O NT ALPHA STRATEGIES FUND STREET 2: 50 SOUTH LA SALLE STREET CITY: CHICAGO STATE: IL ZIP: 60675 D/A 1 primary_doc.xml X0707 D/A LIVE 0001303004 Northern Trust Alpha Strategies Fund C/O NT ALPHA STRATEGIES FUND 50 SOUTH LA SALLE STREET CHICAGO IL ILLINOIS 60675 312-557-2996 CAYMAN ISLANDS None None Other Cayman Islands Unit Trust true - Caledonian Trust (Cayman) Limited Caledonian House, 69 Roy's Drive P.O. Box 1043 Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Trustee - Northern Trust Investments, Inc. 50 South LaSalle Street Chicago IL ILLINOIS 60603 Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0000950172-13-000025 2004-06-01 true true true false 250000 Indefinite 82222418 Indefinite false 137 0 0 0 true false Northern Trust Alpha Strategies Fund /s/ Robert DiCarlo Robert DiCarlo Senior Vice President of the Investment Manager 2014-03-07