0000950172-14-000033.txt : 20140307 0000950172-14-000033.hdr.sgml : 20140307 20140307152628 ACCESSION NUMBER: 0000950172-14-000033 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 EFFECTIVENESS DATE: 20140307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NT Alpha Strategies Fund CENTRAL INDEX KEY: 0001301483 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-69348 FILM NUMBER: 14676841 BUSINESS ADDRESS: STREET 1: 50 SOUTH LA SALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-630-6000 MAIL ADDRESS: STREET 1: 50 SOUTH LA SALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 D/A 1 primary_doc.xml X0707 D/A LIVE 0001301483 NT Alpha Strategies Fund 50 SOUTH LA SALLE STREET CHICAGO IL ILLINOIS 60603 312-630-6000 DELAWARE None None Business Trust true Robert DiCarlo c/o NT Alpha Strategies Fund 50 South LaSalle Street Chicago IL ILLINOIS 60603 Executive Officer Executive Officer of the Investment Manager Randal Rein c/o NT Alpha Strategies Fund 50 South LaSalle Street Chicago IL ILLINOIS 60607 Executive Officer Craig R. Carberry c/o NT Alpha Strategies Fund 50 South LaSalle Street Chicago IL ILLINOIS 60603 Executive Officer Theodore A. Olson c/o NT Alpha Strategies Fund 50 South LaSalle Street Chicago IL ILLINOIS 60603 Director Ralph F. Vitale c/o NT Alpha Strategies Fund 50 South La Salle Street Chicago IL ILLINOIS 60603 Director James D. McDonald c/o NT Alpha Strategies Fund 50 South La Salle Street Chicago IL ILLINOIS 60603 Director John J. Masterson c/o NT Alpha Strategies Fund 50 South La Salle Street Chicago IL ILLINOIS 60603 Director Michael Meehan c/o NT Alpha Strategies Fund 50 South La Salle Street Chicago IL ILLINOIS 60603 Executive Officer Derek Jewusiak c/o NT Alpha Strategies Fund 50 South La Salle Street Chicago IL ILLINOIS 60603 Executive Officer Allison K. Fraser c/o NT Alpha Strategies Fund 50 South La Salle Street Chicago IL ILLINOIS 60603 Executive Officer Darlene Chapell c/o NT Alpha Strategies Fund 50 South La Salle Street Chicago IL ILLINOIS 60603 Executive Officer Patrick M. D'Onofrio c/o NT Alpha Strategies Fund 50 South La Salle Street Chicago IL ILLINOIS 60603 Executive Officer Pooled Investment Fund Hedge Fund true Decline to Disclose 06b 3C 3C.7 true 0000950172-13-000031 2004-04-01 true true true false 250000 Indefinite 353179053 Indefinite false 624 0 0 144344 true Estimated annual trustees fees payable by the fund. false NT Alpha Strategies Fund /s/ Robert DiCarlo Robert DiCarlo Senior Vice President of the Investment Manager 2014-03-07