0001463851-14-000021.txt : 20141030 0001463851-14-000021.hdr.sgml : 20141030 20141030163539 ACCESSION NUMBER: 0001463851-14-000021 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 EFFECTIVENESS DATE: 20141030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Optima Emerging Markets Fund LTD CENTRAL INDEX KEY: 0001297333 IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-150035 FILM NUMBER: 141183639 BUSINESS ADDRESS: STREET 1: 73 FRONT ST CITY: HAMILTON STATE: D0 ZIP: HM12 BUSINESS PHONE: 441-295-8658 MAIL ADDRESS: STREET 1: 73 FRONT ST CITY: HAMILTON STATE: D0 ZIP: HM12 D/A 1 primary_doc.xml X0707 D/A LIVE 0001297333 Optima Emerging Markets Fund LTD The Belvedere Building 69 Pitts Bay Road Pembroke D0 BERMUDA HM08 441-295-8658 BERMUDA None None Other company incorporated with limited liability true Optima Fund Limited Partnership The Belvedere Building 69 Pitts Bay Road Pembroke D0 BERMUDA HM08 Promoter Manager Geoffrey Manfred Lewis 10 East 53rd Street 29th Floor New York NY NEW YORK 10022 Director Robert Richard Rans The Belvedere Building 69 Pitts Bay Road Pembroke D0 BERMUDA HM08 Director Ronald Aaron Lake The Belvedere Building 69 Pitts Bay Road Pembroke D0 BERMUDA HM08 Director Thomas Haskins Davis The Belvedere Building 69 Pitts Bay Road Pembroke D0 BERMUDA HM08 Director Neil Glass The Belvedere Building 6 Pembroke D0 BERMUDA HM08 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001297333-13-000001 2004-07-01 true true false 250000 Deutsche Bank Securities Inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 All States true Indefinite 1492000 Indefinite Item (b) represents the total amount outstanding as of the date of this filing in reliance on the Regulation D exemption. The original Form D was filed by paper in July 2004. false 5 105976 0 The amount of sales commission represents the total portion of management fees paid to Deutsche Bank Securities Inc. to date. 0 false Optima Emerging Markets Fund LTD Geoffrey M. Lewis Geoffrey M. Lewis Director 2014-10-30