0001297333-13-000001.txt : 20131001 0001297333-13-000001.hdr.sgml : 20131001 20131001155251 ACCESSION NUMBER: 0001297333-13-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 EFFECTIVENESS DATE: 20131001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Optima Emerging Markets Fund LTD CENTRAL INDEX KEY: 0001297333 IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-150035 FILM NUMBER: 131126918 BUSINESS ADDRESS: STREET 1: 73 FRONT ST CITY: HAMILTON STATE: D0 ZIP: HM12 BUSINESS PHONE: 441-295-8658 MAIL ADDRESS: STREET 1: 73 FRONT ST CITY: HAMILTON STATE: D0 ZIP: HM12 D/A 1 primary_doc.xml X0707 D/A LIVE 0001297333 Optima Emerging Markets Fund LTD 65 FRONT ST 6th Floor HAMILTON D0 BERMUDA HM12 441-295-8658 BERMUDA None None Other company incorporated with limited liability true Optima Fund Limited Partnership 65 Front Street Hamilton D0 BERMUDA HM12 Promoter Manager Geoffrey Manfred Lewis 10 East 53rd Street 29th Floor New York NY NEW YORK 10022 Director Robert Richard Rans 65 Front Street Hamilton D0 BERMUDA HM 12 Director Ronald Aaron Lake 65 Front Street Hamilton D0 BERMUDA HM12 Director Thomas Haskins Davis 65 Front Street Hamilton D0 BERMUDA HM 12 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001297333-12-000002 2004-07-01 true true false 250000 Deutsche Bank Securities Inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 All States true Indefinite 1458000 Indefinite Item (b) represents the total amount outstanding as of the date of this filing in reliance on the Regulation D exemption. The original Form D was filed by paper in July 2004. false 5 94749 0 The amount of sales commission represents the total portion of management fees paid to Deutsche Bank Securities Inc. to date. 0 false Optima Emerging Markets Fund LTD Geoffrey M. Lewis Geoffrey M. Lewis Director 2013-10-01