0001296743-16-000003.txt : 20160722 0001296743-16-000003.hdr.sgml : 20160722 20160721185549 ACCESSION NUMBER: 0001296743-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160722 DATE AS OF CHANGE: 20160721 EFFECTIVENESS DATE: 20160722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Direct Flow Medical, Inc. CENTRAL INDEX KEY: 0001296743 IRS NUMBER: 201270340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-260400 FILM NUMBER: 161778287 BUSINESS ADDRESS: STREET 1: 451 AVIATION BLVD., SUITE 107A CITY: SANTA ROSA STATE: CA ZIP: 95403 BUSINESS PHONE: (707)576-0420 MAIL ADDRESS: STREET 1: 451 AVIATION BLVD., SUITE 107A CITY: SANTA ROSA STATE: CA ZIP: 95403 FORMER COMPANY: FORMER CONFORMED NAME: Direct Flow Medical, Inc DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Direct Flow Medical Inc DATE OF NAME CHANGE: 20040709 D/A 1 primary_doc.xml X0707 D/A LIVE 0001296743 Direct Flow Medical, Inc. 451 AVIATION BLVD., SUITE 107A SANTA ROSA CA CALIFORNIA 95403 (707) 576-0420 DELAWARE Direct Flow Medical, Inc Direct Flow Medical Inc Corporation true Dan T. Lemaitre 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Executive Officer Director Gordon Bishop 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Executive Officer Director Paul LaViolette 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Director Greg Madden 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Director Yuval Binur 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Director George Fazio 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Director David Boyle 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Executive Officer Other Health Care Decline to Disclose 06b true 0001296743-16-000001 2016-03-16 false true true true true true Sale and issuance of Series A-1 Preferred Stock, Series AA Preferred Stock, Convertible Note, Warrant to purchase Series A-1 or Preferred Stock, Series A-1 or Preferred Stock upon exercise; and the underlying Common Stock issuable upon conversion. false 0 32300000 27100143 5199857 false 11 0 0 0 false Direct Flow Medical, Inc. /s/ David Boyle David Boyle Chief Financial Officer 2016-07-21