0001296743-16-000002.txt : 20160414 0001296743-16-000002.hdr.sgml : 20160414 20160414132047 ACCESSION NUMBER: 0001296743-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160414 EFFECTIVENESS DATE: 20160414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Direct Flow Medical, Inc. CENTRAL INDEX KEY: 0001296743 IRS NUMBER: 201270340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-229506 FILM NUMBER: 161571209 BUSINESS ADDRESS: STREET 1: 451 AVIATION BLVD., SUITE 107A CITY: SANTA ROSA STATE: CA ZIP: 95403 BUSINESS PHONE: (707)576-0420 MAIL ADDRESS: STREET 1: 451 AVIATION BLVD., SUITE 107A CITY: SANTA ROSA STATE: CA ZIP: 95403 FORMER COMPANY: FORMER CONFORMED NAME: Direct Flow Medical, Inc DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Direct Flow Medical Inc DATE OF NAME CHANGE: 20040709 D/A 1 primary_doc.xml X0707 D/A LIVE 0001296743 Direct Flow Medical, Inc. 451 AVIATION BLVD., SUITE 107A SANTA ROSA CA CALIFORNIA 95403 (707) 576-0420 DELAWARE Direct Flow Medical, Inc Direct Flow Medical Inc Corporation true Dan T. Lemaitre 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Executive Officer Director Gordon Bishop 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Executive Officer Director Paul LaViolette 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Director Greg Madden 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Director Yuval Binur 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Director Chris Richardson 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Executive Officer Dan Rose 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Executive Officer David Boyle 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Executive Officer George Fazio 451 Aviation Blvd., Suite 107A Santa Rosa CA CALIFORNIA 95403 Director Other Health Care Decline to Disclose 06b true 0001296743-14-000003 2014-09-12 false true true true true Sale and issuance of (i) Series C-1 Preferred Stock, (ii) Warrants to purchase Series C-1 Preferred Stock, (iii) Series C-1 Preferred Stock upon exercise of Warrants, and (iv) Common Stock issuable upon conversion of Series C-1 Preferred Stock & Warrants. false 0 59179708 30984431 28195277 Total offering amount includes the warrant purchase price and assumes the exercise of warrants (total of $22,115,774). false 36 0 0 0 false Direct Flow Medical, Inc. /s/ David Boyle David Boyle Chief Financial Officer 2016-04-13