0001534424-15-000461.txt : 20151221 0001534424-15-000461.hdr.sgml : 20151221 20151221165754 ACCESSION NUMBER: 0001534424-15-000461 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20151221 DATE AS OF CHANGE: 20151221 EFFECTIVENESS DATE: 20151221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-253560 FILM NUMBER: 151300005 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: SUITE 2550 CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9015229300 MAIL ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: SUITE 2550 CITY: MEMPHIS STATE: TN ZIP: 38103 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 D 1 primary_doc.xml X0707 D LIVE 0001285550 MRI INTERVENTIONS, INC. 5 MUSICK IRVINE CA CALIFORNIA 92618 9499006833 DELAWARE None SURGIVISION INC SURGI VISION INC Corporation true Francis P. Grillo 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Director Chief Executive Officer and President Harold A. Hurwitz 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Chief Operating Officer and Corporate Secretary Robert C. Korn 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Vice President, Sales Maria Sainz 5 Musick Irvine CA CALIFORNIA 92618 Director Philip A. Pizzo, M.D. 5 Musick Irvine CA CALIFORNIA 92618 Director Timothy T. Richards 5 Musick Irvine CA CALIFORNIA 92618 Director Charles E. Koob 5 Musick Irvine CA CALIFORNIA 92618 Director John N. Spencer, Jr. 5 Musick Irvine CA CALIFORNIA 92618 Director Andrew K. Rooke 5 Musick Irvine CA CALIFORNIA 92618 Director Pascal E.R. Girin 5 Musick Irvine CA CALIFORNIA 92618 Director Jenkins L. Kimble 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Director Other Health Care Decline to Disclose 06b false 2015-12-18 false true true true false 0 Brookline Group, LLC 153587 None None 2501 TWENTIETH PLACE SOUTH SUITE 275 BIRMINGHAM AL ALABAMA 35223 All States false Alexander Capital, L.P. 40077 None None 17 STATE STREET NEW YORK NY NEW YORK 10004 All States false 5294000 5294000 0 false 57 380155 0 Cash fee equal to 7.2% of gross proceeds placed by the placement agents plus warrants to purchase common stock equal to 10% of the shares sold in the offering. 0 The proceeds of the offering are being used for general corporate purposes. false MRI INTERVENTIONS, INC. /s/ Francis P. Grillo Francis P. Grillo Chief Executive Officer 2015-12-21