0001285550-17-000001.txt : 20170606 0001285550-17-000001.hdr.sgml : 20170606 20170606164004 ACCESSION NUMBER: 0001285550-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170606 DATE AS OF CHANGE: 20170606 EFFECTIVENESS DATE: 20170606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-288166 FILM NUMBER: 17894605 BUSINESS ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 D 1 primary_doc.xml X0707 D LIVE 0001285550 MRI INTERVENTIONS, INC. 5 MUSICK IRVINE CA CALIFORNIA 92618 9499006833 DELAWARE SURGIVISION INC SURGI VISION INC Corporation true Francis P. Grillo 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Director Chief Executive Officer and President Peter G. Piferi 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Chief Operating Officer Harold A. Hurwitz 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Chief Financial Officer and Corporate Secretary Wendelin Maners 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Vice President, Sales and Marketing Kimble L. Jenkins 5 Musick Irvine CA CALIFORNIA 92618 Director Chairman of the Board Maria Sainz 5 Musick Irvine CA CALIFORNIA 92618 Director Philip A. Pizzo, M.D. 5 Musick Irvine CA CALIFORNIA 92618 Director Timothy T. Richards 5 Musick Irvine CA CALIFORNIA 92618 Director Charles E. Koob 5 Musick Irvine CA CALIFORNIA 92618 Director John N. Spencer, Jr. 5 Musick Irvine CA CALIFORNIA 92618 Director R. John Fletcher 5 Musick Irvine CA CALIFORNIA 92618 Director Pascal E.R. Girin 5 Musick Irvine CA CALIFORNIA 92618 Director Other Health Care Decline to Disclose 06b false 2017-05-26 false true true false 0 Joseph Gunnar & Co., LLC 24795 None None 30 Broad Street 11th Floor New York NY NEW YORK 10004 All States false CIM Securities, LLC 120852 None None 509 Madison Avenue Suite 1006 New York NY NEW YORK 10022 RI RHODE ISLAND VT VERMONT HI HAWAII NY NEW YORK GA GEORGIA TN TENNESSEE CA CALIFORNIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA UT UTAH IL ILLINOIS CT CONNECTICUT WV WEST VIRGINIA MN MINNESOTA WI WISCONSIN AZ ARIZONA OR OREGON MS MISSISSIPPI WA WASHINGTON NJ NEW JERSEY AK ALASKA AL ALABAMA TX TEXAS CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA false 13250000 13250000 0 false 60 1018400 0 Cash fee equal to 8% of gross proceeds placed by placement agents (PAs), plus 4% of gross proceeds not placed by PAs, and warrants to purchase common stock equal to 8% of shares sold by PAs, plus 4% of shares not sold by PAs in the offering. 0 The proceeds of the offering are being used for general corporate purposes. false MRI INTERVENTIONS, INC. /s/ Harold S. Hurwitz Harold A. Hurwitz Chief Financial Officer 2017-06-06