0001285550-16-000003.txt : 20160913 0001285550-16-000003.hdr.sgml : 20160913 20160913161453 ACCESSION NUMBER: 0001285550-16-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160913 DATE AS OF CHANGE: 20160913 EFFECTIVENESS DATE: 20160913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-270541 FILM NUMBER: 161882982 BUSINESS ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 D 1 primary_doc.xml X0707 D LIVE 0001285550 MRI INTERVENTIONS, INC. 5 MUSICK IRVINE CA CALIFORNIA 92618 9499006833 DELAWARE SURGIVISION INC SURGI VISION INC Corporation true Francis P. Grillo 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Director Chief Executive Officer and President Peter G. Piferi 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Chief Operating Officer Harold A. Hurwitz 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Chief Financial Officer and Corporate Secretary Wendelin Maners 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Vice President, Marketing Robert C. Korn 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Vice President, Sales Kimble L. Jenkins 5 Musick Irvine CA CALIFORNIA 92618 Director Chairman of the Board Maria Sainz 5 Musick Irvine CA CALIFORNIA 92618 Director Philip A. Pizzo, M.D. 5 Musick Irvine CA CALIFORNIA 92618 Director Timothy T. Richards 5 Musick Irvine CA CALIFORNIA 92618 Director Charles E. Koob 5 Musick Irvine CA CALIFORNIA 92618 Director John N. Spencer, Jr. 5 Musick Irvine CA CALIFORNIA 92618 Director Andrew K. Rooke 5 Musick Irvine CA CALIFORNIA 92618 Director Pascal E.R. Girin 5 Musick Irvine CA CALIFORNIA 92618 Director Other Health Care Decline to Disclose 06b false 2016-09-02 false true true false 0 CIM Securities, LLC 120852 None None 509 Madison Avenue Suite 1006 New York NY NEW YORK 10022 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IA IOWA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Alexander Capital, L.P. 40077 None None 17 STATE STREET NEW YORK NY NEW YORK 10004 All States false 6005000 6005000 0 false 24 196494 0 Cash fee equal to 8% of gross proceeds placed by placement agent, plus 2% of gross proceeds not placed by placement agent, plus warrants to purchase common stock equal to 8% of shares sold in the offering by placement agent. 0 The proceeds of the offering are being used for general corporate purposes. false MRI INTERVENTIONS, INC. /s/Harold A. Hurwitz Harold A. Hurwitz Chief Financial Officer 2016-09-13