0001285550-14-000003.txt : 20141223 0001285550-14-000003.hdr.sgml : 20141223 20141223170304 ACCESSION NUMBER: 0001285550-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 EFFECTIVENESS DATE: 20141223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-230802 FILM NUMBER: 141307577 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: SUITE 2550 CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9015229300 MAIL ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: SUITE 2550 CITY: MEMPHIS STATE: TN ZIP: 38103 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 D 1 primary_doc.xml X0707 D LIVE 0001285550 MRI INTERVENTIONS, INC. 5 Musick Irvine CA CALIFORNIA 92618 9499006833 DELAWARE SURGIVISION INC SURGI VISION INC Corporation true Jenkins L. Kimble One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Executive Officer Director Chief Executive Officer and Chairman of the Board of Directors Francis P. Grillo 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer President Peter G. Piferi 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Chief Operating Officer David W. Carlson One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Executive Officer Chief Financial Officer Wendelin Maners 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Vice President, Marketing Robert C. Korn 5 Musick Irvine CA CALIFORNIA 92618 Executive Officer Vice President, Sales Oscar L. Thomas One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Executive Officer Vice President, Business Affairs and Secretary Maria Sainz One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Philip A. Pizzo, M.D. One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Timothy T. Richards One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Michael J. Ryan One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Charles E. Koob One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director John N. Spencer, Jr. One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Andrew K. Rooke One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Pascal E.R. Girin One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Other Health Care Decline to Disclose 06b false 2014-12-09 false true true true false 0 Brookline Group, LLC 153587 None None 2501 Twentieth Place South Suite 275 Birmingham AL ALABAMA 35223 All States false Newport Coast Securities, Inc. 16944 None None 180 Maiden Lane 17th Floor New York NY NEW YORK 10038 All States false Clark Dodge & Co., Inc. 23288 None None 2 Westchester Park Drive Suite 200 White Plains, NY NY NEW YORK 10604 All States false 10175550 10175550 0 false 74 712288 0 Cash fee equal to 7% of gross proceeds placed by the Agent(s) plus warrants to purchase common stock equal to 7% of the shares sold in the offering. 0 The proceeds of the offering are being used for working capital purposes, including payment of salaries. false MRI INTERVENTIONS, INC. /s/ Oscar L. Thomas Oscar L. Thomas Vice President, Business Affairs and Secretary 2014-12-23