0001285550-14-000001.txt : 20140312 0001285550-14-000001.hdr.sgml : 20140312 20140311180827 ACCESSION NUMBER: 0001285550-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140312 DATE AS OF CHANGE: 20140311 EFFECTIVENESS DATE: 20140312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-213368 FILM NUMBER: 14685500 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: SUITE 2550 CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9015229300 MAIL ADDRESS: STREET 1: ONE COMMERCE SQUARE STREET 2: SUITE 2550 CITY: MEMPHIS STATE: TN ZIP: 38103 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 D 1 primary_doc.xml X0707 D LIVE 0001285550 MRI INTERVENTIONS, INC. ONE COMMERCE SQUARE SUITE 2550 MEMPHIS TN TENNESSEE 38103 9015229300 DELAWARE SURGIVISION INC SURGI VISION INC Corporation true Kimble L. Jenkins One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Executive Officer Director President, Chief Executive Officer and Chairman of the Board of Directors Timothy T. Richards One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Charles E. Koob One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Maria Sainz One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Michael A. Pietrangelo One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director John N. Spencer, Jr. One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director David W. Carlson One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Executive Officer Chief Financial Officer Peter G. Piferi 5 Musik Irvine CA CALIFORNIA 92618 Executive Officer Chief Operating Officer Oscar L. Thomas, Jr. One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Executive Officer Vice President, Business Affairs and Secretary Andrew K. Rooke One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Philip A. Pizzo, M.D. One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Michael J. Ryan One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Director Robert C. Korn One Commerce Square Suite 2550 Memphis TN TENNESSEE 38103 Executive Officer Vice President, Global Sales and Marketing Other Health Care Decline to Disclose 06b false true false true true true false 0 Brookline Group, LLC 153587 None None 2501 20th Place South Suite 275 Birmingham AL ALABAMA 35223 All States false 7500000 0 7500000 false 0 450000 true 0 Cash fee equal to 6% of gross proceeds placed by the Agent plus warrants to purchase common stock equal to 10% of the shares issuable upon exercise of warrants issued to investors placed by the Agent 0 the proceeds of the offering are being used for working capital purposes, including payment of salaries false MRI INTERVENTIONS, INC. /s/ Oscar L. Thomas, Jr. Oscar L. Thomas, Jr. Vice President, Business Affiars and Secretary 2014-03-11