0001172661-18-001745.txt : 20180919 0001172661-18-001745.hdr.sgml : 20180919 20180918173536 ACCESSION NUMBER: 0001172661-18-001745 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180919 DATE AS OF CHANGE: 20180918 EFFECTIVENESS DATE: 20180919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM CAPITAL LLC CENTRAL INDEX KEY: 0001283072 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-321675 FILM NUMBER: 181076493 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4900 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (212) 401-0227 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4900 CITY: CHICAGO STATE: IL ZIP: 60606 D 1 primary_doc.xml X0708 D LIVE 0001283072 GUGGENHEIM CAPITAL LLC 227 WEST MONROE SUITE 4900 CHICAGO IL ILLINOIS 60606 312-827-0100 DELAWARE None None Limited Liability Company true David L. Korman 227 West Monroe Street Suite 4900 Chicago IL ILLINOIS 60606 Executive Officer Mark R. Walter 227 W. Monroe Street Suite 4900 Chicago IL ILLINOIS 60606 Executive Officer Director Brian T. Sir 227 W. Monroe Street Suite 4900 Chicago IL ILLINOIS 60606 Executive Officer Michael M. Levatino 330 Madison Avenue 11th Floor New York NY NEW YORK 10017 Executive Officer Todd L. Boehly 227 W. Monroe Street Suite 4900 Chicago IL ILLINOIS 60606 Director Esfandyar E. Dinshaw 227 West Monroe Street Suite 4900 Chicago IL ILLINOIS 60606 Director Homer J. Holland 227 West Monroe Street Suite 4900 Chicago IL ILLINOIS 60606 Director Richard E. Kipper 227 West Monroe Street Suite 4900 Chicago IL ILLINOIS 60606 Director Heather Kreager 227 West Monroe Street Suite 4900 Chicago IL ILLINOIS 60606 Director Peter O. Lawson-Johnston II 330 Madison Avenue 31st Floor New York NY NEW YORK 10017 Director B. Scott Minerd 100 Wilshire Boulevard Suite 500 Santa Monica CA CALIFORNIA 90401 Director Alan D. Schwartz 330 Madison Avenue 15th Floor New York NY NEW YORK 10017 Director Other Banking and Financial Services Decline to Disclose 06b false 2018-09-14 false true true 0 N/A None None None N/A N/A XX Unknown 00000 CT CONNECTICUT NY NEW YORK false 21000000 21000000 0 false 8 0 0 0 false GUGGENHEIM CAPITAL LLC /s/ David L. Korman David L. Korman Chief Legal Officer 2018-09-18