0001280660-23-000001.txt : 20230616 0001280660-23-000001.hdr.sgml : 20230616 20230616162355 ACCESSION NUMBER: 0001280660-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 EFFECTIVENESS DATE: 20230616 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTCAPITAL LLC CENTRAL INDEX KEY: 0001280660 IRS NUMBER: 562210775 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-199130 FILM NUMBER: 231021509 BUSINESS ADDRESS: STREET 1: 200 S. COLLEGE STREET STREET 2: SUITE 1600 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-731-5990 MAIL ADDRESS: STREET 1: 200 S. COLLEGE STREET STREET 2: SUITE 1600 CITY: CHARLOTTE STATE: NC ZIP: 28202 D/A 1 primary_doc.xml X0708 D/A LIVE 0001280660 OPTCAPITAL LLC 200 S. COLLEGE STREET SUITE 1600 CHARLOTTE NC NORTH CAROLINA 28202 704-731-5990 NORTH CAROLINA None None Limited Liability Company true Richard D Ehrhart 200 S. College St. Suite 1600 Charlotte NC NORTH CAROLINA 28202 Executive Officer Other Banking and Financial Services $5,000,001 - $25,000,000 06b true 0001280660-22-000001 2012-07-22 true true false 0 Optsecurities, LLC 47529 None None 200 S. College St. Suite 1600 Charlotte NC NORTH CAROLINA 28202 All States false Indefinite 881115996 Indefinite false 335 1560980 true 0 0 false OPTCAPITAL LLC RICHARD D EHRHART RICHARD D EHRHART CEO 2023-06-16