0001213900-17-009970.txt : 20170925 0001213900-17-009970.hdr.sgml : 20170925 20170925162451 ACCESSION NUMBER: 0001213900-17-009970 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170925 DATE AS OF CHANGE: 20170925 EFFECTIVENESS DATE: 20170925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAWSON JAMES SECURITIES, INC. CENTRAL INDEX KEY: 0001279559 IRS NUMBER: 200161722 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-295353 FILM NUMBER: 171100051 BUSINESS ADDRESS: STREET 1: 1 NORTH FEDERAL HIGHWAY STREET 2: SUITE 500 CITY: BOCA RATON STATE: FL ZIP: 33432 BUSINESS PHONE: 561-391-5555 MAIL ADDRESS: STREET 1: 1 NORTH FEDERAL HIGHWAY STREET 2: SUITE 500 CITY: BOCA RATON STATE: FL ZIP: 33432 D 1 primary_doc.xml X0708 D LIVE 0001279559 DAWSON JAMES SECURITIES, INC. 1 NORTH FEDERAL HIGHWAY 5TH FLOOR BOCA RATON FL FLORIDA 33432 561-391-5555 FLORIDA None None Corporation true ROBERT D. KEYSER, JR. 1 NORTH FEDERAL HIGHWAY 5TH FLOOR BOCA RATON FL FLORIDA 33432 Executive Officer Director Promoter THOMAS W. HANDS 1 NORTH FEDERAL HIGHWAY 5TH FLOOR BOCA RATON FL FLORIDA 33432 Executive Officer Director R. DOUGLAS ARMSTRONG 1 NORTH FEDERAL HIGHWAY 5TH FLOOR BOCA RATON FL FLORIDA 33432 Director Investment Banking Decline to Disclose 06b false 2017-08-30 false true false 50000 Dawson James Securities, Inc. 130645 None None 1 NORTH FEDERAL HIGHWAY SUITE 500 BOCA RATON FL FLORIDA 33432 FL FLORIDA false 2350000 350000 2000000 false 3 24500 0 0 false DAWSON JAMES SECURITIES, INC. /s/ Robert D. Keyser, Jr. Robert D. Keyser, Jr. CEO 2017-09-25